Investment Forms Center

Investing takes time, so we don't want you to waste yours. That's why we've made forms available to you online. If you do not see the form you are looking for, give us a call at (800) 392-3009.

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           Applications
Forms Form Description
  • Use this package to apply for a Personal Brokerage without Margin or Option Trading. Please read the disclosures and customer agreement that are included with the application.
  • Use this package to apply for an Entity Brokerage Account. Please read the Disclosures and Customer Agreement that are included with the application.
  • Use this package to apply for a Brokerage Account with Margin or Margin & Option Trading. Please read the Disclosures and Customer Agreement that are included with the application.
  • Use this package to add Margin Trading or Margin and Option trading to your existing brokerage account.
           Other Forms
Form Name Form Description
  • Used to transfer securities from another firm to People's Securities.
  • Use this form to update information on your account.
  • Used to add an owner to an existing account.
  • Use this form to change your address.
  • A list of all applicable service and transaction charges.
  • Required to open a brokerage account for corporate business entities.
  • Details the conditions and rules under which your account is governed.
  • Use this form to request that dividends paid on securities be reinvested in those shares.
  • This document contains detailed information about the firm's managed advisory portfolio programs.
  • This document contains detailed information about the firm's Olson Mobeck Investment Advisors Program
  • Use this form to establish an automatic transfer of designated funds to a specific People's United checking or savings account. Please note that the titles on both the brokerage and bank accounts must match.
  • Used to have all your non-IRA retirement accounts mailed together in one envelope.
  • Required to open a brokerage account for a Limited Liability Company.
  • Details the conditions and rules under which your margin account is governed in addition to the conditions and rules outlined in the Customer Agreement.
  • Provides disclosures regarding your margin account.
  • Money Market Deposit Account Sweep Terms and Conditions.
  • Required to open a brokerage account for non-corporate business entities.
  • Details the conditions and rules under which your margin account is governed in addition to the conditions and rules outlined in the Customer Agreement.
  • Details our policies designed to protect your privacy.
  • Use this form to notify us that a business entity is a sole ownership/proprietorship.
  • Use this form to exercise your stock options.
  • Use this form to change the sweep investment selection associated with your brokerage account.
  • Use this form to assign trading authority to another person for buys and sells. This authorization is limited to purchases and sales of securities and options.
  • Used to name beneficiaries on non-retirement accounts.
  • This forms package is used by beneficiaries to claim their share of designated TOD account (non-retirement accounts).
  • This disclosure form provides details regarding understanding the available cash balance investment options at People's Securities.
  • Complete this form to certify the foreign status of the beneficial owner for U.S. tax withholding.

Related Information


Disclaimer


Please note that new accounts cannot be opened online or by mail. You will need to visit a People's United branch to establish your account.


Investment and Insurance Products:

  • Not Insured by FDIC or any Federal Government Agency
  • Not a Deposit of or Guaranteed by a Bank or any Bank Affiliate
  • May Lose Value

Investment and insurance products are offered through People’s Securities, Inc., a Broker/Dealer, member of FINRA and SIPC, an insurance agency and a registered investment advisor. People’s Securities, Inc. is a subsidiary of People’s United Bank, N.A.

Business Continuity Plan | Commission & Fee Schedule | Margin Disclosure | Financial Statement | Cost Sharing Arrangements | Order Routing Disclosure | Day Trading Disclosure | BrokerCheck

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